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英文字典中文字典相关资料:


  • COLL 5. 2 - FCA Handbook
    Where a UCITS scheme invests in derivatives, the exposure to the underlying assets must not exceed the limits in COLL 5 2 11 R (Spread: general) and COLL 5 2 12 R (Spread: government and public securities) save as provided in (4)
  • Related provisions for COLL 5. 2. 11 - FCA Handbook
    FCA Handbook; Search Results ; Related provisions for COLL 5 2 11 Submit Search Term(s) Search Text Filter by Topics Associates of a firm (1) Authorisation (1) Counterparty (1) Depositary (1) Derivatives markets (1) Directors (1) European Economic Area (1)
  • Handbook Notice 78 - Financial Conduct Authority
    2 11 In summary, the amendments this month are as follows: • Changes to COBS TP 2 to update TP 2 30 and 2 31 to extend the end dates of these transitional provisions to 31 January 2021
  • COLL 5. 2 - FCA Handbook
    Where a UCITS scheme invests in a warrant, the exposure created by the exercise of the right conferred by that warrant must not exceed the limits in COLL 5 2 11 R (Spread: general) and COLL 5 2 12 R (Spread: government and public securities)
  • FCA Handbook
    (1) Where a rule in this chapter allows a transaction to be entered into or an investment to be retained only if possible obligations arising out of the transaction or out of the
  • handbook release summary 147 - Financial Conduct Authority
    Please see the relevant part of the Handbook Online to view, download and or complete the most recent version
  • The Impact of UCITS and COLL 5. 2 on Fund Managers
    Effortlessly demonstrate adherence to UCITS and FCA COLL 5 2 with automated, regulator-ready reports By leveraging Thomas Murray’s Orbit Intelligence platform, fund managers save time and avoid the pitfalls of manual reporting processes
  • FCA Handbook - FCA Handbook
    SUP 6B 8 Supervisory notices varying a firm’s Part 4A permission, imposing a requirement or varying an approval on the FCA’s own initiative (see DEPP 8) and supervisory notices imposing a direction under regulation 74C of the Money Laundering Regulations on the FCA’s own initiative (see ENFG App 2 2) Collapse - SUP 7 Individual requirements
  • Baillie Gifford Investment Funds ICVC Prospectus - May 2025
    Baillie Gifford Investment Funds ICVC Prospectus - May 2025 3
  • Annual report and audited financial statements - BlackRock
    Investment Schemes (Amendment etc ) (EU Exit) Regulations 2018, the Financial Conduct Authority (“FCA”) Handbook SYSC 19E: The UCITS Remuneration Code (the “UCITS Remuneration Code”), and COLL 4 5 7 R(7) BlackRock’s UCITS Remuneration Policy (the “UCITS Remuneration Policy”) will apply to the EEA entities





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