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  • SEC. gov | Home
    Material Matters With SEC Chairman Paul Atkins The work at the U S Securities and Exchange Commission impacts everyday investors, business owners, and even entire economies Yet for many, the SEC remains something of a mystery
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    Form S-1 - General form for registration of securities under the Securities Act of 1933: SEC Accession No 0001628280-26-036936 Filing Date 2026-05-20 Accepted
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    In developing the Draft Strategic Plan, the SEC took into account the information gleaned from meetings with the many external parties with which the agency interacts on a regular basis, including members of Congress and congressional committees, investors, businesses, financial market participants, academics, and other experts and stakeholders
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    EDGAR State and Country Codes are documented in EDGAR Form D XML Technical Specification and EDGAR Ownership XML Technical Specification These codes are used for XML filings of Ownership Reports (Forms 3, 4, 5), Form D and Form ID in EDGAR The codes can also be used for EDGAR Company Searches and Historical Archives Searches Note that the new codes may differ from past EDGAR state and
  • SEC and CFTC Jointly Propose Amendments to Reduce Private Fund . . .
    The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly proposed amendments to reduce private fund reporting burdens while enabling the continued collection of necessary and appropriate information The agencies proposed to amend Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds, including
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    The Office of Interpretation and Guidance in the Commission’s Division of Trading and Markets is available for questions on Section 31 at (202) 551-5777 or tradingandmarkets@sec gov
  • Accredited Investors - SEC. gov
    What is the role of accredited investors? For many companies raising capital in the private markets, the accredited investor definition may define who is in their pool of potential investors, and for investors whether they are eligible to invest Many of the offering exemptions under the federal securities laws limit participation to accredited investors or contain restrictions on
  • Form 8-K - SEC. gov
    Form 8-K may be used by a registrant to satisfy its filing obligations pursuant to Rule 425 under the Securities Act, regarding written communications related to business combination transactions, or Rules 14a-12(b) or Rule 14d-2(b) under the Exchange Act, relating to soliciting materials and pre-commencement communications pursuant to tender offers, respectively, provided that the Form 8-K
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    Introduction As part of an effort to provide greater clarity on the application of the federal securities laws to crypto assets, [1] the Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets are providing their views [2] on the taxonomies associated with tokenized securities [3] A tokenized security is a financial instrument enumerated in the
  • SEC Announces Enforcement Results for Fiscal Year 2025
    The Securities and Exchange Commission today announced enforcement results for the fiscal year that ended on September 30, 2025 Central to an effective enforcement program is determining which cases to bring and responsibly stewarding Commission resources Regrettably, such resources have been misapplied in prior years to pursue media headlines and run up numbers, and in turn, led to





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